Securities Exchange Act - PDFSEARCH.IO - Document Search Engine

Securities Exchange Act
Results: 28007

#	Item
361	October 9, 2013 Reasonable Steps to Verify Practice Group(s): Add to Reading List Source URL: www.klgates.com Language: English - Date: 2013-10-23 15:31:45 U.S. Securities and Exchange Commission 73rd United States Congress Investment United States securities law Crowdfunding Regulation D Securities Act Accredited investor Jumpstart Our Business Startups Act Securities Exchange Act Private placement
362	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCForm 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.bradycorp.com Language: English - Date: 2016-02-09 13:21:09 Business Packaging materials Brady Corporation Adhesive SAP SE Label Converters Avery Dennison General Cable
363	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2015 Add to Reading List Source URL: www.morganstanley.com Language: English Economy Finance Money Systemic risk Financial markets SEC filings Great Recession in the United States Presidency of Barack Obama Regulation S-K Systemically important financial institution Basel III Form 10-K
364	Cautionary Statement Forward-Looking Statements. Our website may contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of Add to Reading List Source URL: www.yum.com Language: English - Date: 2016-04-12 19:46:07
365	ORIGINAL HOUSE BILL NO. HB0031 ENROLLED ACT NO. 6, HOUSE OF REPRESENTATIVES SIXTY-THIRD LEGISLATURE OF THE STATE OF WYOMING 2016 BUDGET SESSION Add to Reading List Source URL: soswy.state.wy.us Language: English - Date: 2016-03-18 08:59:18 Economy Finance Money 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Qualified institutional buyer Securities Exchange Act Broker-dealer Securities Act
366	SECURITIES TRADING POLICY Last reviewed 24 August Add to Reading List Source URL: www.primemedia.com.au Language: English - Date: 2015-05-27 00:03:12 Stock market Economy Finance Corruption Conflict of interest Insider trading Security U.S. Securities and Exchange Commission Securities Act
367	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2015-03-10 01:59:11
368	What SIPC Protects... Avoid Investment Fraud and What it Does Not Protect When a brokerage firm is closed and customer Add to Reading List Source URL: www.sipc.com Language: English - Date: 2015-07-30 15:12:34 Economy Finance Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities fraud
369	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.duke-energy.com Language: English - Date: 2015-08-07 14:26:35
370	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCForm 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF Add to Reading List Source URL: mediageneral.com Language: English - Date: 2015-08-10 09:09:51

UPDATE